Capital One Financial Corporation stock price
Today's NYSE:COF chart, history & news
Price:
127.70
USD
Change:
+1.76 (1.4%)
Key stats
| Price open | 127.3 |
|---|---|
| Previous close | 125.94 |
| Market cap | 58.64B |
| Volume | 4.44M |
| Day high | 128.45 |
| Day low | 120.78 |
| Year high | 128.45 |
| Year low | 37.64 |
| Year to date change | 30.58% |
| P/E ratio | 24.65 |
Company Profile
Fundamentals
Insider Information
News
About Capital One Financial Corporation
Capital One Financial Corporation is a financial holding company whose subsidiaries, which include Capital One, N.A., and Capital One Bank (USA), N.A., had $305.4 billion in deposits and $421.6 billion in total assets as of December 31, 2020. Headquartered in McLean, Virginia, Capital One offers a broad spectrum of financial products and services to consumers, small businesses and commercial clients through a variety of channels. Capital One, N.A. has branches located primarily in New York, Louisiana, Texas, Maryland, Virginia, New Jersey and the District of Columbia.
Company information
Company name
Capital One Financial Corporation
Exchange
Sector
Finance and Insurance
Industry
Credit Card Issuing
Employees
51,900
CEO
Richard Fairbank
Address
1680 Capital One Dr Ste 1400, Mc Lean, Virginia, 22102-3407
Country
United States
Contact information
17037201000
Website
https://www.capitalone.com/
Latest Capital One Financial Corporation news
Capital One Financial Corporation earnings reports (2020)
| Q3 2020 | Q3 2020 | Q2 2020 | Q1 2020 | |
|---|---|---|---|---|
| Actual EPS | 5.06 | 5.06 | -1.61 | -3.02 |
| Consensus EPS | 2.13275 | 2.13275 | -1.69 | 1.88 |
| Announce Time | AMC | AMC | AMC | AMC |
| Number of Estimates | 20 | 20 | 17 | 17 |
| EPS Surprise Dollar | 2.9272499084473 | 2.9272499084473 | 0.08 | -4.9 |
| EPS Report Date | 22-10-2020 | 22-10-2020 | 21-07-2020 | 23-04-2020 |
| Fiscal End Date | 30-09-2020 | 30-09-2020 | 30-06-2020 | 31-03-2020 |
| Year Ago | 2.69 | 2.69 | 3.37 | 2.9 |
| Year Ago % Change | 88.104083090912% | 88.104083090912% | -147.77% | -204.14% |
Capital One Financial Corporation earnings reports (2019)
| Q4 2019 | Q3 2019 | Q2 2019 | |
|---|---|---|---|
| Actual EPS | 2.49 | 3.32 | 3.37 |
| Consensus EPS | 2.37 | 2.94 | 2.89 |
| Announce Time | AMC | AMC | AMC |
| Number of Estimates | 18 | 19 | 20 |
| EPS Surprise Dollar | 0.12 | 0.38 | 0.48 |
| EPS Report Date | 21-01-2020 | 24-10-2019 | 18-07-2019 |
| Fiscal End Date | 31-12-2019 | 30-09-2019 | 30-06-2019 |
| Year Ago | 1.87 | 3.12 | 3.22 |
| Year Ago % Change | 33.16% | 6.41% | 4.66% |
Capital One Financial Corporation income statements (2020) (USD)
| November 2020 | September 2020 | June 2020 | March 2020 | March 2020 | |
|---|---|---|---|---|---|
| Total Revenue | 8.04B | N.A | N.A | N.A | N.A |
| Cost of Revenue | 331M | N.A | N.A | N.A | N.A |
| Gross Profit | 7.71B | N.A | N.A | N.A | N.A |
| Research & Development | 0 | N.A | N.A | N.A | N.A |
| Selling General & Admin | 789M | N.A | N.A | N.A | N.A |
| Operating Expense | 4.54B | N.A | N.A | N.A | N.A |
| Operating Income | 3.50B | N.A | N.A | N.A | N.A |
| Other Income Expense Net | 0 | N.A | N.A | N.A | N.A |
| EBIT | 3.50B | N.A | N.A | N.A | N.A |
| Interest Income | 0 | 184M | 247M | 353M | 353M |
| Pretax Income | 3.50B | 3.50B | -1.46B | -1.9B | -1.9B |
| Income Tax | 1.10B | 1.10B | -543M | -563M | -563M |
| Minority Interest | 0 | 0 | 0 | 0 | 0 |
| Net Income | 2.32B | 2.39B | -0.92B | -1.34B | -1.34B |
| Net Income Basic | 2.32B | 2.32B | -1.01B | -1.4B | -1.4B |
Capital One Financial Corporation income statements (2019) (USD)
| December 2019 | September 2019 | June 2019 | March 2019 | |
|---|---|---|---|---|
| Total Revenue | N.A | N.A | N.A | N.A |
| Cost of Revenue | N.A | N.A | N.A | N.A |
| Gross Profit | N.A | N.A | N.A | N.A |
| Research & Development | N.A | N.A | N.A | N.A |
| Selling General & Admin | N.A | N.A | N.A | N.A |
| Operating Expense | N.A | N.A | N.A | N.A |
| Operating Income | N.A | N.A | N.A | N.A |
| Other Income Expense Net | N.A | N.A | N.A | N.A |
| EBIT | N.A | N.A | N.A | N.A |
| Interest Income | 372M | 437M | 460M | 484M |
| Pretax Income | 1.45B | 1.70B | 2B | 1.72B |
| Income Tax | 270M | 375M | 387M | 309M |
| Minority Interest | 0 | 0 | 0 | 0 |
| Net Income | 1.17B | 1.32B | 1.60B | 1.40B |
| Net Income Basic | 1.07B | 1.27B | 1.52B | 1.35B |
Capital One Financial Corporation income statements (2018) (USD)
| December 2018 | September 2018 | June 2018 | March 2018 | |
|---|---|---|---|---|
| Total Revenue | N.A | N.A | N.A | N.A |
| Cost of Revenue | N.A | N.A | N.A | N.A |
| Gross Profit | N.A | N.A | N.A | N.A |
| Research & Development | N.A | N.A | N.A | N.A |
| Selling General & Admin | N.A | N.A | N.A | N.A |
| Operating Expense | N.A | N.A | N.A | N.A |
| Operating Income | N.A | N.A | N.A | N.A |
| Other Income Expense Net | N.A | N.A | N.A | N.A |
| EBIT | N.A | N.A | N.A | N.A |
| Interest Income | 472M | 428M | 423M | 380M |
| Pretax Income | 1.24B | 1.92B | 2.49B | 1.66B |
| Income Tax | -21M | 420M | 575M | 319M |
| Minority Interest | 0 | 0 | 0 | 0 |
| Net Income | 1.26B | 1.49B | 1.91B | 1.33B |
| Net Income Basic | 1.18B | 1.44B | 1.83B | 1.28B |
Capital One Financial Corporation income statements (2017) (USD)
| December 2017 | September 2017 | June 2017 | |
|---|---|---|---|
| Total Revenue | N.A | N.A | N.A |
| Cost of Revenue | N.A | N.A | N.A |
| Gross Profit | N.A | N.A | N.A |
| Research & Development | N.A | N.A | N.A |
| Selling General & Admin | N.A | N.A | N.A |
| Operating Expense | N.A | N.A | N.A |
| Operating Income | N.A | N.A | N.A |
| Other Income Expense Net | N.A | N.A | N.A |
| EBIT | N.A | N.A | N.A |
| Interest Income | 334M | 311M | 272M |
| Pretax Income | 1.31B | 1.59B | 1.49B |
| Income Tax | 2.17B | 448M | 443M |
| Minority Interest | 0 | 0 | 0 |
| Net Income | -854M | 1.13B | 1.04B |
| Net Income Basic | -0.93B | 1.08B | 0.96B |
Capital One Financial Corporation balance sheet (2020) (USD)
| November 2020 | September 2020 | June 2020 | March 2020 | March 2020 | |
|---|---|---|---|---|---|
| Current Cash | 0 | N.A | N.A | N.A | N.A |
| Receivables | 1.55B | N.A | N.A | N.A | N.A |
| Inventory | 0 | N.A | N.A | N.A | N.A |
| Current Assets | 381.93B | 46.55B | 58.16B | 27.04B | 27.04B |
| Other Current Assets | 0 | N.A | N.A | N.A | N.A |
| Short Term Investments | 143.13B | N.A | N.A | N.A | N.A |
| Long Term Investments | 39.95B | 43.27B | 54.58B | 24.50B | 24.50B |
| Property/Plant Equipment | 4.33B | 4.33B | 4.32B | 4.34B | 4.34B |
| Good Will | N.A | N.A | N.A | N.A | N.A |
| Intangible Assets | 0 | N.A | 140M | 156M | 156M |
| Tangible Assets (Net) | 43.78B | 43.78B | 24.57B | 25.36B | 25.36B |
| Other Assets | 20.97B | 20.97B | 18.15B | 1.59B | 1.59B |
| Total Assets | 421.88B | 421.88B | 421.30B | 396.88B | 396.88B |
| Accounts Payable | 0 | N.A | N.A | N.A | N.A |
| Other Current Liabilities | 306.76B | 29.97B | 29.44B | 24.91B | 24.91B |
| Total Current Liabilities | 348.85B | 30.67B | 30.01B | 25.31B | 25.31B |
| Total Liabilities | 363.46B | 363.46B | 365.25B | 340.05B | 340.05B |
| Long Term Debt | 0 | 42.09B | 44.33B | 55.28B | 55.28B |
| Current Long Term Debt | 42.09B | N.A | N.A | N.A | N.A |
| Minority Interest | 0 | 0 | 0 | 0 | 0 |
| Common Stock | 33.80B | 457.40M | 456.34M | 455.31M | 455.31M |
| Treasury Stock | -16.86B | 16.86B | 16.86B | 16.86B | 16.86B |
| Retained Earnings | 37.65B | 37.65B | 35.36B | 36.55B | 36.55B |
| Capital Surplus | N.A | 33.79B | 33.56B | 33.45B | 33.45B |
| Shareholder Equity | 58.42B | 58.42B | 56.05B | 56.83B | 56.83B |
| Other Liabilities | N.A | N.A | N.A | N.A | N.A |
Capital One Financial Corporation balance sheet (2019) (USD)
| December 2019 | September 2019 | June 2019 | March 2019 | |
|---|---|---|---|---|
| Current Cash | N.A | N.A | N.A | N.A |
| Receivables | N.A | N.A | N.A | N.A |
| Inventory | N.A | N.A | N.A | N.A |
| Current Assets | 15.61B | 19.24B | 17.43B | 21.05B |
| Other Current Assets | N.A | N.A | N.A | N.A |
| Short Term Investments | N.A | N.A | N.A | N.A |
| Long Term Investments | 9.68B | 13.91B | 11.76B | 13.80B |
| Property/Plant Equipment | 5.81B | 5.76B | 5.73B | 5.75B |
| Good Will | N.A | N.A | N.A | N.A |
| Intangible Assets | 174M | 181M | 194M | 223M |
| Tangible Assets (Net) | 26.53B | 26.83B | 24.36B | 21.86B |
| Other Assets | 14.18B | 16.83B | 16.90B | 15.36B |
| Total Assets | 392.32B | 378.81B | 373.62B | 373.19B |
| Accounts Payable | N.A | N.A | N.A | N.A |
| Other Current Liabilities | 23.93B | 23.43B | 23.81B | 25.29B |
| Total Current Liabilities | 24.55B | 23.97B | 24.33B | 25.86B |
| Total Liabilities | 317.46B | 320.58B | 317.85B | 319.71B |
| Long Term Debt | 39.98B | 51.36B | 50.51B | 51.63B |
| Current Long Term Debt | N.A | N.A | N.A | N.A |
| Minority Interest | 0 | 0 | 0 | 0 |
| Common Stock | 456.56M | 465.72M | 470.33M | 469.60M |
| Treasury Stock | 16.47B | 15.53B | 15.06B | 15.06B |
| Retained Earnings | 40.34B | 39.48B | 38.39B | 37.03B |
| Capital Surplus | 32.98B | 33.83B | 32.26B | 32.16B |
| Shareholder Equity | 58.01B | 58.24B | 55.77B | 53.48B |
| Other Liabilities | N.A | N.A | N.A | N.A |
Capital One Financial Corporation balance sheet (2018) (USD)
| December 2018 | September 2018 | June 2018 | March 2018 | |
|---|---|---|---|---|
| Current Cash | N.A | N.A | N.A | N.A |
| Receivables | N.A | N.A | N.A | N.A |
| Inventory | N.A | N.A | N.A | N.A |
| Current Assets | 15.10B | 13.22B | 14.86B | 15.92B |
| Other Current Assets | N.A | N.A | N.A | N.A |
| Short Term Investments | N.A | N.A | N.A | N.A |
| Long Term Investments | 10.07B | 7.74B | 9.25B | 11.29B |
| Property/Plant Equipment | 4.19B | 4.15B | 4.10B | 4.06B |
| Good Will | N.A | N.A | N.A | N.A |
| Intangible Assets | 254M | 289M | 334M | 378M |
| Tangible Assets (Net) | 19.06B | 36.13B | 35.40B | 34.67B |
| Other Assets | 15.19B | 15.85B | 15.85B | 15.63B |
| Total Assets | 375.97B | 362.91B | 363.99B | 362.86B |
| Accounts Payable | N.A | N.A | N.A | N.A |
| Other Current Liabilities | 23.94B | 25.23B | 26.07B | 26.53B |
| Total Current Liabilities | 24.29B | 25.61B | 26.62B | 27.19B |
| Total Liabilities | 300.94B | 312.27B | 314.06B | 313.65B |
| Long Term Debt | 37.33B | 51.82B | 52.76B | 50.04B |
| Current Long Term Debt | N.A | N.A | N.A | N.A |
| Minority Interest | 0 | 0 | 0 | 0 |
| Common Stock | 467.72M | 473.66M | 478.43M | 485.88M |
| Treasury Stock | 14.99B | 14.35B | 13.78B | 12.98B |
| Retained Earnings | 35.88B | 34.88B | 33.63B | 32B |
| Capital Surplus | 32.04B | 31.98B | 31.87B | 31.78B |
| Shareholder Equity | 51.67B | 50.64B | 49.93B | 49.20B |
| Other Liabilities | N.A | N.A | N.A | N.A |
Capital One Financial Corporation balance sheet (2017) (USD)
| December 2017 | September 2017 | June 2017 | |
|---|---|---|---|
| Current Cash | N.A | N.A | N.A |
| Receivables | N.A | N.A | N.A |
| Inventory | N.A | N.A | N.A |
| Current Assets | 16B | 10.34B | 8.49B |
| Other Current Assets | N.A | N.A | N.A |
| Short Term Investments | N.A | N.A | N.A |
| Long Term Investments | 19.82B | 5.90B | 4.14B |
| Property/Plant Equipment | 4.03B | 3.96B | 3.83B |
| Good Will | N.A | N.A | N.A |
| Intangible Assets | 421M | 481M | 542M |
| Tangible Assets (Net) | 16.11B | 35.62B | 34.61B |
| Other Assets | 4.07B | 15.51B | 15.14B |
| Total Assets | 365.69B | 361.40B | 350.59B |
| Accounts Payable | N.A | N.A | N.A |
| Other Current Liabilities | 26.82B | 26.41B | 26.33B |
| Total Current Liabilities | 27.39B | 27.17B | 27.29B |
| Total Liabilities | 308.51B | 311.25B | 301.46B |
| Long Term Debt | 52.12B | 58.69B | 49B |
| Current Long Term Debt | N.A | N.A | N.A |
| Minority Interest | 0 | 0 | 0 |
| Common Stock | 485.53M | 484.42M | 483.69M |
| Treasury Stock | 12.71B | 12.70B | 12.69B |
| Retained Earnings | 30.70B | 31.95B | 31.09B |
| Capital Surplus | 31.66B | 31.53B | 31.41B |
| Shareholder Equity | 48.73B | 50.15B | 49.14B |
| Other Liabilities | N.A | N.A | N.A |
Capital One Financial Corporation cash flow (2020) (USD)
| November 2020 | June 2020 | March 2020 | |
|---|---|---|---|
| Net Income | 2.32B | -0.92B | -1.34B |
| Depreciation | 2.70B | N.A | 893M |
| Changes in Receivables | -23M | N.A | N.A |
| Changes in Inventories | 0 | N.A | N.A |
| Cash Change | -316M | 31.26B | 11.55B |
| Cash Flow | 12.07B | 3.40B | 6.16B |
| Capital Expenditures | -543M | -188M | -154M |
| Investments | N.A | -5.35B | 39M |
| Investing Activity (other) | N.A | -181M | -196M |
| Total Investing Cash Flows | -8.92B | 4.42B | 290M |
| Dividends Paid | N.A | -273M | -240M |
| Net Borrowings | -333.13B | -10.88B | -1.39B |
| Other Financing Cash Flows | N.A | N.A | 20M |
| Cash Flow Financing | 28.10B | 23.43B | 5.10B |
| Exchange Rate Effect | N.A | N.A | N.A |
Capital One Financial Corporation cash flow (2019) (USD)
| December 2019 | September 2019 | June 2019 | March 2019 | |
|---|---|---|---|---|
| Net Income | 1.17B | 1.32B | 1.60B | 1.40B |
| Depreciation | N.A | N.A | N.A | 704M |
| Changes in Receivables | N.A | N.A | N.A | N.A |
| Changes in Inventories | N.A | N.A | N.A | N.A |
| Cash Change | -3.79B | 1.72B | -3.62B | 5.95B |
| Cash Flow | 3.31B | 2.85B | 5.32B | 4.29B |
| Capital Expenditures | -256M | -235M | -213M | -183M |
| Investments | 1.66B | 1.29B | 0.96B | 1.98B |
| Investing Activity (other) | -96M | -192M | -167M | -422M |
| Total Investing Cash Flows | -16.3B | -5.2B | -6.23B | 5.60B |
| Dividends Paid | -281M | -243M | -268M | -243M |
| Net Borrowings | 5.80B | 700M | -1.75B | -8.93B |
| Other Financing Cash Flows | 17M | N.A | N.A | N.A |
| Cash Flow Financing | 9.20B | 4.07B | -2.71B | -3.95B |
| Exchange Rate Effect | N.A | N.A | N.A | N.A |
Capital One Financial Corporation cash flow (2018) (USD)
| December 2018 | September 2018 | June 2018 | March 2018 | |
|---|---|---|---|---|
| Net Income | 1.26B | 1.49B | 1.91B | 1.33B |
| Depreciation | N.A | N.A | N.A | 550M |
| Changes in Receivables | N.A | N.A | N.A | N.A |
| Changes in Inventories | N.A | N.A | N.A | N.A |
| Cash Change | 1.86B | -1.67B | -1.02B | -35M |
| Cash Flow | 3.96B | 3.67B | 3.70B | 2.25B |
| Capital Expenditures | -205M | -240M | -224M | -205M |
| Investments | -541M | 1.71B | -14.37B | -3.66B |
| Investing Activity (other) | -346M | -92M | -263M | -101M |
| Total Investing Cash Flows | -9.77B | -2.57B | -3.92B | 39M |
| Dividends Paid | -269M | -244M | -276M | -249M |
| Net Borrowings | 6.13B | -0.99B | 2.83B | -9.16B |
| Other Financing Cash Flows | N.A | 18M | 6M | 14M |
| Cash Flow Financing | 7.67B | -2.76B | -804M | -2.32B |
| Exchange Rate Effect | N.A | N.A | N.A | N.A |
Capital One Financial Corporation cash flow (2017) (USD)
| December 2017 | September 2017 | June 2017 | |
|---|---|---|---|
| Net Income | -854M | 1.13B | 1.04B |
| Depreciation | N.A | N.A | N.A |
| Changes in Receivables | N.A | N.A | N.A |
| Changes in Inventories | N.A | N.A | N.A |
| Cash Change | 5.56B | 1.77B | -2.79B |
| Cash Flow | 3.04B | 3.75B | 3.89B |
| Capital Expenditures | -242M | -293M | -261M |
| Investments | 807M | 346M | -475M |
| Investing Activity (other) | -251M | -116M | -192M |
| Total Investing Cash Flows | -2.74B | -8.13B | -6.4B |
| Dividends Paid | -275M | -247M | -275M |
| Net Borrowings | 761M | 7.05B | 1.39B |
| Other Financing Cash Flows | 22M | 21M | 16M |
| Cash Flow Financing | 5.27B | 6.16B | -273M |
| Exchange Rate Effect | N.A | N.A | N.A |
Capital One Financial Corporation dividends (USD)
| Ex date | Payment date | Record date | Declared date | Amount | Description | Frequency |
|---|---|---|---|---|---|---|
| 06-11-2020 | 19-11-2020 | 09-11-2020 | N.A | 0.10 | Ordinary Shares | Quarterly |
| 07-08-2020 | 20-08-2020 | 10-08-2020 | N.A | 0.10 | Ordinary Shares | Quarterly |
| 08-05-2020 | 21-05-2020 | 11-05-2020 | N.A | 0.40 | Ordinary Shares | Quarterly |
| 07-02-2020 | 21-02-2020 | 10-02-2020 | N.A | 0.40 | Ordinary Shares | Quarterly |
| 08-11-2019 | 22-11-2019 | 12-11-2019 | N.A | 0.40 | Ordinary Shares | Quarterly |
| 02-08-2019 | 15-08-2019 | 05-08-2019 | N.A | 0.40 | Ordinary Shares | Quarterly |
| 10-05-2019 | 23-05-2019 | 13-05-2019 | N.A | 0.40 | Ordinary Shares | Quarterly |
| 08-02-2019 | 22-02-2019 | 11-02-2019 | N.A | 0.40 | Ordinary Shares | Quarterly |
| 08-11-2018 | 23-11-2018 | 12-11-2018 | N.A | 0.40 | Ordinary Shares | Quarterly |
| 03-08-2018 | 16-08-2018 | 06-08-2018 | N.A | 0.40 | Ordinary Shares | Quarterly |
| 11-05-2018 | 24-05-2018 | 14-05-2018 | N.A | 0.40 | Ordinary Shares | Quarterly |
| 09-02-2018 | 23-02-2018 | 12-02-2018 | N.A | 0.40 | Ordinary Shares | Quarterly |
| 10-11-2017 | 24-11-2017 | 13-11-2017 | N.A | 0.40 | Ordinary Shares | Quarterly |
| 03-08-2017 | 17-08-2017 | 07-08-2017 | N.A | 0.40 | Ordinary Shares | Quarterly |
| 11-05-2017 | 25-05-2017 | 15-05-2017 | N.A | 0.40 | Ordinary Shares | Quarterly |
| 09-02-2017 | 24-02-2017 | 13-02-2017 | N.A | 0.40 | Ordinary Shares | Quarterly |
| 09-11-2016 | 25-11-2016 | 14-11-2016 | N.A | 0.40 | Ordinary Shares | Quarterly |
| 04-08-2016 | 18-08-2016 | 08-08-2016 | N.A | 0.40 | Ordinary Shares | Quarterly |
| 12-05-2016 | 26-05-2016 | 16-05-2016 | N.A | 0.40 | Ordinary Shares | Quarterly |
| 11-02-2016 | 26-02-2016 | 16-02-2016 | N.A | 0.40 | Ordinary Shares | Quarterly |
| 05-11-2015 | 19-11-2015 | 09-11-2015 | N.A | 0.40 | Ordinary Shares | Quarterly |
| 06-08-2015 | 20-08-2015 | 10-08-2015 | N.A | 0.40 | Ordinary Shares | Quarterly |
Insider Roster
| Entity name | Report date | Shares held |
|---|---|---|
| Alexander Robert M. | 22-12-2020 | 96,183 |
| Wassmer Michael J | 10-12-2020 | 77,189 |
| Blackley Richard Scott | 12-05-2020 | 42,805 |
| HACKETT ANN F | 04-05-2020 | 64,636 |
| SHATTUCK MAYO A III | 04-05-2020 | 50,575 |
| LEROY PIERRE E | 04-05-2020 | 47,986 |
| Slocum Michael | 09-03-2020 | 59,892 |
| Hall Sheldon | 09-03-2020 | 60,450 |
| Sanjiv Yajnik | 09-03-2020 | 112,577 |
| Borgmann Kevin S. | 09-03-2020 | 50,990 |
Insider Summary
| Full name | Reported title | Total bought | Total sold | Net transacted |
|---|---|---|---|---|
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 137,566 | 110,695 | 26,871 |
Insider Transactions
| Full name | Reported title | Effective date | Amount of shares | Price per share | Total cost |
|---|---|---|---|---|---|
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 21-12-2020 | +32,603 | N.A | N.A |
| Alexander Robert M. | Chief Information Officer | 21-12-2020 | -8,185 | 96.00 | 785,760.00 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 14-12-2020 | -8,892 | 93.13 | 828,112.00 |
| Alexander Robert M. | Chief Information Officer | 14-12-2020 | -5,534 | 93.46 | 517,208.00 |
| Berson Jory A | Chief Human Resources Officer | 10-12-2020 | +27,983 | N.A | N.A |
| Wassmer Michael J | President, U.S. Card | 09-12-2020 | -1,965 | 95.00 | 186,675.00 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 13-11-2020 | -150 | 86.80 | 13,020.00 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 12-11-2020 | +40,558 | N.A | N.A |
| FAIRBANK RICHARD D | Chairman, CEO and President | 11-11-2020 | +40,558 | 48.28 | +1,958,140.00 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 10-11-2020 | +40,558 | N.A | N.A |
| FAIRBANK RICHARD D | Chairman, CEO and President | 09-11-2020 | +40,558 | N.A | N.A |
| Alexander Robert M. | Chief Information Officer | 09-11-2020 | +50,383 | N.A | N.A |
| FAIRBANK RICHARD D | Chairman, CEO and President | 06-11-2020 | +40,558 | N.A | N.A |
| FAIRBANK RICHARD D | Chairman, CEO and President | 05-11-2020 | +40,558 | N.A | N.A |
| FAIRBANK RICHARD D | Chairman, CEO and President | 04-11-2020 | +40,558 | N.A | N.A |
| FAIRBANK RICHARD D | Chairman, CEO and President | 03-11-2020 | -21,227 | 78.38 | 1,663,770.00 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 02-11-2020 | +40,558 | N.A | N.A |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 30-10-2020 | -34,611 | N.A | N.A |
| FAIRBANK RICHARD D | Chairman, CEO and President | 30-10-2020 | +40,558 | N.A | N.A |
| FAIRBANK RICHARD D | Chairman, CEO and President | 29-10-2020 | +40,557 | 48.28 | +1,958,090.00 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 28-10-2020 | +40,557 | N.A | N.A |
| FAIRBANK RICHARD D | Chairman, CEO and President | 27-10-2020 | +40,557 | N.A | N.A |
| FAIRBANK RICHARD D | Chairman, CEO and President | 26-10-2020 | -6,702 | 75.88 | 508,548.00 |
| Wassmer Michael J | President, U.S. Card | 05-10-2020 | +13,784 | 48.28 | +665,492.00 |
| Golden Timothy P | Controller | 14-08-2020 | -5,724 | 69.11 | 395,586.00 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 10-08-2020 | -45,527 | 66.97 | 3,048,940.00 |
| WARNER BRADFORD H | 05-06-2020 | +8,410 | N.A | N.A | |
| Golden Timothy P | Controller | 14-05-2020 | -3,334 | 57.63 | 192,138.00 |
| Blackley Richard Scott | Chief Financial Officer | 09-05-2020 | -1,620 | 62.20 | 100,764.00 |
| Locoh-Donou Francois | 30-04-2020 | +2,780 | N.A | N.A | |
| WEST CATHERINE | 30-04-2020 | +2,780 | N.A | N.A | |
| LEROY PIERRE E | 30-04-2020 | +2,780 | N.A | N.A | |
| RASKIND PETER E | 30-04-2020 | +2,780 | N.A | N.A | |
| Chennapragada Aparna | 30-04-2020 | +2,780 | N.A | N.A | |
| Killalea Peter Thomas | 30-04-2020 | +2,780 | N.A | N.A | |
| SHATTUCK MAYO A III | 30-04-2020 | +2,780 | N.A | N.A | |
| HACKETT ANN F | 30-04-2020 | +2,780 | N.A | N.A | |
| Leenaars Cornelis PAJ | 30-04-2020 | +2,780 | N.A | N.A | |
| Serra Eileen | 30-04-2020 | +2,780 | N.A | N.A | |
| WARNER BRADFORD H | 30-04-2020 | +2,780 | N.A | N.A | |
| Golden Timothy P | Controller | 03-04-2020 | -1,755 | 42.27 | 74,183.90 |
| Santos Kleber | Pres., Retail & Direct Banking | 19-03-2020 | -2,263 | 43.08 | 97,490.00 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 05-03-2020 | -6,791 | 85.08 | 577,778.00 |
| Hall Sheldon | Chief Risk Officer | 05-03-2020 | -2,038 | 85.08 | 173,393.00 |
| Slocum Michael | President, Commercial Banking | 05-03-2020 | -7,250 | 85.08 | 616,830.00 |
| Wassmer Michael J | President, U.S. Card | 05-03-2020 | -4,354 | 85.08 | 370,438.00 |
| Santos Kleber | Pres., Retail & Direct Banking | 05-03-2020 | -2,115 | 85.08 | 179,944.00 |
| Newkirk Christopher T | Pres,Small Bus, Intl & Walmart | 05-03-2020 | -2,074 | 85.08 | 176,456.00 |
| Sanjiv Yajnik | President, Financial Services | 05-03-2020 | +13,304 | N.A | N.A |
| Berson Jory A | Chief Human Resources Officer | 05-03-2020 | +11,363 | N.A | N.A |
| Cooper Matthew W | General Counsel | 05-03-2020 | -2,554 | 85.08 | 217,294.00 |
| Borgmann Kevin S. | Senior Advisor to the CEO | 05-03-2020 | -6,072 | 85.08 | 516,606.00 |
| Blackley Richard Scott | Chief Financial Officer | 05-03-2020 | +8,965 | N.A | N.A |
| Alexander Robert M. | Chief Information Officer | 05-03-2020 | -5,133 | 85.08 | 436,716.00 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 05-03-2020 | -72,551 | 85.08 | 6,172,640.00 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 05-03-2020 | -7,198 | 85.08 | 612,406.00 |
| Cooper Matthew W | General Counsel | 28-02-2020 | -3,000 | 87.11 | 261,330.00 |
| Serra Eileen | 26-02-2020 | +485 | N.A | N.A | |
| Blackley Richard Scott | Chief Financial Officer | 21-02-2020 | -14,817 | 102.51 | 1,518,890.00 |
| Santos Kleber | Pres., Retail & Direct Banking | 20-02-2020 | -2,206 | 101.25 | 223,358.00 |
| Santos Kleber | Pres., Retail & Direct Banking | 15-02-2020 | -1,098 | 102.64 | 112,699.00 |
| FAIRBANK RICHARD D | Chairman, CEO and President | 15-02-2020 | +20,057 | N.A | N.A |
| Karam Celia | Chief Audit Officer | 15-02-2020 | -584 | 102.64 | 59,941.80 |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 15-02-2020 | +2,399 | N.A | N.A |
| Golden Timothy P | Controller | 15-02-2020 | -416 | 102.64 | 42,698.20 |
| Berson Jory A | Chief Human Resources Officer | 15-02-2020 | +1,964 | N.A | N.A |
| Newkirk Christopher T | Pres,Small Bus, Intl & Walmart | 15-02-2020 | +1,378 | N.A | N.A |
| Dean Lia | Head of Bank Mktg and Retail | 15-02-2020 | -1,010 | 102.64 | 103,666.00 |
| Hall Sheldon | Chief Risk Officer | 15-02-2020 | -1,284 | 102.64 | 131,790.00 |
| Sanjiv Yajnik | President, Financial Services | 15-02-2020 | +2,305 | N.A | N.A |
| Wassmer Michael J | President, U.S. Card | 15-02-2020 | -2,350 | 102.03 | 239,770.00 |
| Blackley Richard Scott | Chief Financial Officer | 15-02-2020 | +2,129 | N.A | N.A |
| Borgmann Kevin S. | Senior Advisor to the CEO | 15-02-2020 | +2,213 | N.A | N.A |
| Slocum Michael | President, Commercial Banking | 15-02-2020 | +2,106 | N.A | N.A |
| Alexander Robert M. | Chief Information Officer | 15-02-2020 | -2,007 | 102.03 | 204,774.00 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 15-02-2020 | -2,601 | 102.64 | 266,967.00 |
| Cooper Matthew W | General Counsel | 15-02-2020 | +1,312 | N.A | N.A |
| Hall Sheldon | Chief Risk Officer | 30-01-2020 | +299 | N.A | N.A |
| Karam Celia | Chief Audit Officer | 30-01-2020 | +7,341 | N.A | N.A |
| Santos Kleber | Pres., Retail & Direct Banking | 30-01-2020 | +9,299 | N.A | N.A |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | 30-01-2020 | +11,164 | N.A | N.A |
| Dean Lia | Head of Bank Mktg and Retail | 30-01-2020 | +8,075 | N.A | N.A |
| Cooper Matthew W | General Counsel | 30-01-2020 | +9,762 | N.A | N.A |
| FAIRBANK RICHARD D | Chairman, CEO and President | 30-01-2020 | +298 | N.A | N.A |
| Blackley Richard Scott | Chief Financial Officer | 30-01-2020 | +12,845 | N.A | N.A |
| FAIRBANK RICHARD D | Chairman, CEO and President | 30-01-2020 | -298 | 102.17 | 30,446.70 |
| Wassmer Michael J | President, U.S. Card | 30-01-2020 | +13,454 | N.A | N.A |
| Borgmann Kevin S. | Senior Advisor to the CEO | 30-01-2020 | +9,806 | N.A | N.A |
| Sanjiv Yajnik | President, Financial Services | 30-01-2020 | +12,898 | N.A | N.A |
| Golden Timothy P | Controller | 30-01-2020 | +3,952 | N.A | N.A |
| Alexander Robert M. | Chief Information Officer | 30-01-2020 | +9,564 | N.A | N.A |
| FINNERAN JOHN G JR | Senior Advisor and Corp Secy | 30-01-2020 | +8,453 | N.A | N.A |
| Slocum Michael | President, Commercial Banking | 30-01-2020 | +12,013 | N.A | N.A |
| Berson Jory A | Chief Human Resources Officer | 30-01-2020 | +11,016 | N.A | N.A |
| Newkirk Christopher T | Pres,Small Bus, Intl & Walmart | 30-01-2020 | +9,054 | N.A | N.A |
| FAIRBANK RICHARD D | Chairman, CEO and President | 23-01-2020 | +559,333 | N.A | N.A |
| Sanjiv Yajnik | President, Financial Services | 22-01-2020 | -13,925 | 107.01 | 1,490,110.00 |
| Bradford H. Warner | Director | 20-12-2019 | -8,113 | 104.36 | 846,672.68 |
| Bradford H. Warner | Director | 20-12-2019 | -8,113 | N.A | N.A |
| Bradford H. Warner | Director | 20-12-2019 | +8,113 | 53.03 | +430,232.39 |
| Sanjiv Yajnik | President, Financial Services | 16-12-2019 | +29,688 | 74.96 | +2,225,412.48 |
| Sanjiv Yajnik | President, Financial Services | 16-12-2019 | -57,616 | 105.00 | 6,049,680.00 |
| Sanjiv Yajnik | President, Financial Services | 16-12-2019 | -27,928 | N.A | N.A |
| Sanjiv Yajnik | President, Financial Services | 16-12-2019 | -29,688 | N.A | N.A |
| Sanjiv Yajnik | President, Financial Services | 16-12-2019 | +27,928 | 70.96 | +1,981,770.88 |
| Michael C. Slocum | President, Commercial Banking | 06-12-2019 | -20,844 | 101.06 | 2,106,494.64 |
| Jory A. Berson | Chief Human Resources Officer | 02-12-2019 | -6,354 | 100.40 | 637,941.60 |
| Jory A. Berson | Chief Human Resources Officer | 02-12-2019 | -36,410 | 99.80 | 3,633,718.00 |
| Jory A. Berson | Chief Human Resources Officer | 02-12-2019 | +34,110 | 56.32 | +1,921,075.20 |
| Jory A. Berson | Chief Human Resources Officer | 02-12-2019 | -34,110 | N.A | N.A |
| Senior Advisor to the CEO | 29-11-2019 | -31,060 | N.A | N.A | |
| Senior Advisor to the CEO | 29-11-2019 | -9,559 | N.A | N.A | |
| Christopher T Newkirk | Pres,Intl, Small Bus & Walmart | 29-11-2019 | -5,975 | 99.85 | 596,603.75 |
| Senior Advisor to the CEO | 29-11-2019 | +9,559 | 63.73 | +609,195.07 | |
| Senior Advisor to the CEO | 29-11-2019 | +31,060 | 74.96 | +2,328,257.60 | |
| Senior Advisor to the CEO | 29-11-2019 | +22,135 | 70.96 | +1,570,699.60 | |
| Senior Advisor to the CEO | 29-11-2019 | -78,695 | 99.92 | 7,863,204.40 | |
| Senior Advisor to the CEO | 29-11-2019 | -22,135 | N.A | N.A | |
| John G. Finneran | Senior Advisor and Corp Secy | 22-11-2019 | -3,607 | 98.02 | 353,558.14 |
| John G. Finneran | Senior Advisor and Corp Secy | 18-11-2019 | -7,213 | 97.16 | 700,815.08 |
| Mayo A. Shattuck | Director | 08-11-2019 | -7,070 | N.A | N.A |
| Mayo A. Shattuck | Director | 08-11-2019 | -7,070 | 96.57 | 682,749.90 |
| Mayo A. Shattuck | Director | 08-11-2019 | +7,070 | 44.87 | +317,230.90 |
| John G. Finneran | Senior Advisor and Corp Secy | 07-11-2019 | -10,818 | 98.23 | 1,062,652.14 |
| John G. Finneran | Senior Advisor and Corp Secy | 05-11-2019 | -18,740 | 96.80 | 1,814,032.00 |
| John G. Finneran | Senior Advisor and Corp Secy | 05-11-2019 | +22,679 | 45.75 | +1,037,564.25 |
| John G. Finneran | Senior Advisor and Corp Secy | 05-11-2019 | -22,679 | N.A | N.A |
| John G. Finneran | Senior Advisor and Corp Secy | 05-11-2019 | -10,821 | 97.08 | 1,050,502.68 |
| John G. Finneran | Senior Advisor and Corp Secy | 04-11-2019 | -16,560 | 95.81 | 1,586,613.60 |
| John G. Finneran | Senior Advisor and Corp Secy | 04-11-2019 | -20,000 | N.A | N.A |
| John G. Finneran | Senior Advisor and Corp Secy | 04-11-2019 | -10,818 | 96.01 | 1,038,636.18 |
| John G. Finneran | Senior Advisor and Corp Secy | 04-11-2019 | +20,000 | 45.75 | +915,000.00 |
| Timothy P. Golden | Controller | 30-10-2019 | -2,216 | 94.50 | 209,412.00 |
| Bradford H. Warner | Director | 01-10-2019 | -3,777 | N.A | N.A |
| Bradford H. Warner | Director | 01-10-2019 | +3,777 | 44.87 | +169,473.99 |
| Bradford H. Warner | Director | 01-10-2019 | -3,777 | 91.68 | 346,275.36 |
| Michael J. Wassmer | President, U.S. Card | 24-07-2019 | -8,212 | 95.03 | 780,386.36 |
| Jory A. Berson | Chief Human Resources Officer | 05-07-2019 | -9,329 | 93.00 | 867,597.00 |
| Michael J. Wassmer | President, U.S. Card | 05-07-2019 | -4,294 | 93.00 | 399,342.00 |
| Bradford H. Warner | Director | 01-07-2019 | -1,191 | 92.52 | 110,191.32 |
| Bradford H. Warner | Director | 01-07-2019 | -13,309 | 91.67 | 1,220,036.03 |
| Bradford H. Warner | Director | 01-07-2019 | -1,191 | 92.52 | 110,191.32 |
| Bradford H. Warner | Director | 01-07-2019 | -13,309 | 91.67 | 1,220,036.03 |
| Christopher T Newkirk | Pres,Intl, Small Bus & Walmart | 19-06-2019 | -5,715 | 92.00 | 525,780.00 |
| Jory A. Berson | Chief Human Resources Officer | 05-06-2019 | -13,393 | 90.00 | 1,205,370.00 |
| Bradford H. Warner | Director | 03-06-2019 | +4,000 | 44.87 | +179,480.00 |
| Bradford H. Warner | Director | 03-06-2019 | -4,000 | N.A | N.A |
| Bradford H. Warner | Director | 03-06-2019 | -4,000 | 85.98 | 343,920.00 |